Legacy Planning & Associates, Inc.

We take safeguarding our client information seriously.  To protect the information we receive from you we have set forth the following Privacy Principles.

1. Recognition of a Customer’s Expectation of Privacy:  We believe the confidentiality and protection of customer information is one of our fundamental responsibilities.  And while information is critical to providing quality service, we recognize that one of our most important assets is our customers’ trust.

2. Use, Collection, and Retention of Customer Information:  Legacy Planning & Associates limits the use, collection, and retention of customer information to what we believe is necessary or useful to conduct our business and provide quality service. Information collected may include, but is not limited to: name, address, telephone number, tax identification number, date of birth, employment status, annual income and net worth.

3. Maintenance of Accurate Information:  We recognize the necessity of maintaining accurate customer records and have established procedures to keep such information current and complete.

4. Limiting Employee Access to Information:  Access to personal, non-public customer information is limited to those employees with a business reason to know such information.  Employees are educated on the importance of maintaining the confidentiality of customer information and on these Privacy Principles.

5. Protection of Information via Established Security Procedures:  Legacy Planning & Associates recognizes that a fundamental element of maintaining effective customer privacy procedures is to provide reasonable protection against the unauthorized access to customer information.  Therefore, we have established appropriate security standards and procedures to guard against any unauthorized access to customer information.

6. Disclosure of Privacy Principles to Customers:  Legacy Planning & Associates aim to ensure our clients are confident the firm’s ability to manage their financial affairs expertly and confidentially.  As a result of this commitment, we have developed these Privacy Principles which are readily available to our clients.  Customers who have questions about these Privacy Principles or have a question about the privacy of their customer information should contact Legacy Planning & Associates at (616) 719-2930 or e-mail

7. Restrictions on the Disclosure of Customer Information:  When it comes to sharing customer information with unaffiliated companies, we place strict limits on who receives specific information about customer accounts and other personally identifiable data. Legacy Planning & Associates may disclose any of the information it collects about customers (or has collected about former customers) to third parties who are not affiliated with Legacy Planning & Associates under the following circumstances:

- As directed or authorized by the customer;

- As permitted by law, for example, to service providers who provide investment products or services to the customer, in order to effect or settle trades on the client’s behalf, in connection with a regulatory au­dit or examination, or to respond to a subpoena or similar legal process;

- To parties providing services to Legacy Planning & Associates, such as database service companies or data conversion companies. Such companies shall be contractually prohibited from disclosing or using cli­ent information other than to perform the services contracted for.


Legacy Planning & Associates (LPA) only transacts business in states where it is properly registered, or excluded or exempted from registration requirements.  Past performance may not be indicative of future results.  Therefore, no current or prospective client should assume that the future performance of any specific investment, investment strategy (including the investments and/or investment strategies recommended by adviser), or product made reference to directly or indirectly on this Website, or indirectly via link to any unaffiliated third-party Website, will be profitable or equal to corresponding performance levels.  Different types of investments involve varying degree of risk, and there can be no assurance that any specific investment will either be suitable or profitable for a client’s investment portfolio.  No client or prospective client should assume that any information presented and/or made available on this Website serves as the receipt of, or a substitute for, personalized individual advice from the adviser or any other investment professional.